Discretion and Independent Judgment
•Factors include, but are not limited to:
*Whether the employee has authority to formulate, affect, interpret, or implement management policies or operating practices
*Whether the employee carries out major assignments in conducting the operations of the business
*Whether the employee performs work that affects business operations to a substantial degree, even if the employee’s assignments are related to operation of a particular segment of the business
The regulations list a number of factors to consider in determining whether an employee exercises discretion and independent judgment with respect to matters of significance.  These factors (listed on the next three slides) include, but are not limited to, whether the employee: has authority to formulate, affect, interpret, or implement management policies or operating practices; carries out major assignments in conducting the operations of the business; performs work that affects business operations to a substantial degree; has authority to commit the employer in matters that have significant financial impact; has authority to waive or deviate from established policies and procedures, without prior approval; has authority to negotiate and bind the company on significant matters; provides consultation or expert advice to management; is involved in planning long- or short-term business objectives; investigates and resolves matters of significance on behalf of management; and whether the employee represents the company in handling complaints, arbitrating disputes or resolving grievances.